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涉企行政合规全过程指导研究

Research on the Guidance of the Whole Processs of Enterprise Administrative Compliance

Progress in Social Sciences / 2024,6(6)：1411-1416 / 2025-01-10 173 83

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• Authors: 陈乙瑞     
• Information:

  上海政法学院，上海

• Keywords: 行政合规；政府指导；平等竞争；柔性指导
• Administrative compliance; Government guidance; Equal competition; Flexible guidance
• Abstract: 企业合规是企业为避免违法、违规行为而建立的风险防控体系，行政合规指导是涉企行政合规的重要方式之一。企业合规建设离不开企业与行政机关关系的进一步完善，需要在法治引领下不断推进合规管理制度建设，助力高水平社会主义市场经济体制的构建。企业在不同阶段开展的活动具有该阶段的独特性，其所涉及的法律规范、行政主体，以及行政主体所承担的职责亦不相同。行政机关开展合规指导需要依据企业在特定阶段的活动特点，对不同类别的企业实施精准指引。
• Enterprise compliance is a risk prevention and control system established by enterprises to avoid illegal and irregular behavior, and administrative compliance guidance is one of the important ways of enterprise administrative compliance. The construction of enterprise compliance cannot be separated from the further improvement of the relationship between enterprises and administrative organs. It is necessary to continuously promote the construction of compliance management system under the guidance of the rule of law, and assist in the construction of a high-level socialist market economy system. The activities carried out by enterprises at different stages have their own uniqueness, and the legal norms, administrative subjects, and responsibilities undertaken by the administrative subjects involved are also different. Administrative agencies need to provide precise guidance to different types of enterprises based on their activity characteristics at specific stages when carrying out compliance guidance.
• DOI: https://doi.org/10.35534/pss.0606157
• Cite: 陈乙瑞．涉企行政合规全过程指导研究［J］．社会科学进展，2024，6（6）：1411-1416.